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Emerging investment advisory and wealth management firms often find themselves in a challenging position — on their “compliance heels” — when they begin operations or first become registered with the Securities and Exchange Commission. Below, Eugenie Warner discusses the obstacles facing these start-ups and offers three tips to help them add value for clients while meeting ever-greater regulatory demands.
A number of recent high-profile employee misclassification class actions, such as those directed against Uber and DoorDash, have had profound implications for employment law. This month, we hear from Eric S Block and Justine Lindner of McCarthy Tétrault, who discuss employee misclassification class actions as they have unfolded in Canada.
Lawyer Monthly is a news website and monthly legal publication with content that is entirely defined by the significant legal news from around the world.
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